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Advise Technologies Advise Technologies joins Compliance Solutions Strategies

From the press release:
"Formation of strategic partner to the global financial services industry offering technology-enabled solutions to address a comprehensive range of regulatory and compliance needs. CIP Capital announced the formation of Compliance Solutions Strategies, a leading provider of technology-enabled regulatory and compliance solutions to the financial services industry."

Read the press release here



Posted: 21 February, 2017
Advise Technologies Advise Technologies 'SEC Updates Form PF FAQs'

From Advise Technologies:
"Recently (18 January 2017) the SEC published new FAQs on Form PF. While much of the guidance will not be new to Advise clients, some FAQs provide new instructions for filers. We will be hosting a call next week to discuss the impact of these changes and a refresher on other questions frequently asked of our Best Practices team"

For more details click here



Posted: 24 January, 2017
Advise Technologies Jupiter Asset Management selects Advise for Shareholder Disclosures

From the press release:
"Jupiter Asset Management has selected Signal, a threshold monitoring and reporting solution from Advise Technologies, to manage its growing substantial shareholding disclosure obligations."

Read the press release here



Posted: 12 December, 2016
Advise Technologies Advise Technologies releases 'Regulatory Comparison Report (Beta)'

From Advise Technologies:
"Ensuring consistent answers across various regulatory form submissions is an important concern for many investment managers. Advise has created a new Cross Form Comparison Report (currently in Beta) that helps users verify data consistency by quickly comparing questions in specific categories."

For more details click here



Posted: 21 June, 2016
Advise Technologies Advise Technologies releases MiFID II Regulatory Resource for Advise Notes

From Advise Technologies:
"Advise Technologies is pleased to announce the release of a comprehensive MiFID II resource for financial firms and service providers. A key MiFID II challenge is understanding the Directive because there is no single set of instructions or central regulation to consult. The Advise Notes MiFID II resource will speed the process, lower costs, and help ensure compliance."

For more details click here



Posted: 13 May, 2016
Advise Technologies Advise Technologies article on French Substantial Shareholder Disclosure Requirements

From Advise Technologies:
"Advise Technologies has collaborated with Simmons & Simmons on an article that details the changing substantial shareholding disclosure requirements in France. Authors Greg Hotaling and Ian Rogers write: '…investors seeking exposure to French markets must remain closely attuned to a number of different legal obligations that may be imposed upon them, even at what they may consider to be low levels of investment'.”

Read the full article here



Posted: 20 April, 2016
Advise Technologies Advise Technologies publishes analysis on OECD's Common Reporting Standards

From Advise Technologies:
"Advise Technologies has published a one-page analysis on the Organization for Economic Co-operation and Development’s (OECD) Common Reporting Standard (CRS). This breakdown includes details on upcoming deadlines and reporting obligations for affected financial institutions."

For more details click here



Posted: 19 April, 2016
Advise Technologies Advise Technologies announces the release of TIC Form SHLA

From Advise Technologies:
"Advise Technologies is pleased to announce the release of TIC Form SHLA for its Consensus RMS platform, which ensures data consistency across several reporting obligations and validates information against regulatory guidance."

For more details click here



Posted: 18 March, 2016
Advise Technologies Advise Technologies 'Consensus Software Updated For Coming SEC Form PF Changes'

From Advise Technologies:
"Advise Technologies is offering an updated version of the Consensus RMS software, which is compliant with the latest PFRD update scheduled for 16 April 2016. The changes will affect the Form PF schema and includes new sections that require more granular information on a security by security basis."

For more details click here



Posted: 22 February, 2016
Advise Technologies Advise Technologies announces new location in Amsterdam

From Advise Technologies
"Advise Technologies, a provider of compliance software for investment managers, recently expanded its European presence with a move to a new office in Amsterdam. The larger space provides Advise with an opportunity grow its regulatory and engineering teams while working closely with local clients and regulators."

For more details click here



Posted: 26 January, 2016
Advise Technologies Advise Technologies releases Position Limits Monitoring Software

From Advise Technologies:
"Advise Technologies is pleased to announce the release of a position limits monitoring module for its Signal product, which allows an investor to set warning alerts at user-defined levels, understand current positions relative to the limits, and maintain compliance as changes are made to the limits."

For more details click here



Posted: 26 January, 2016
Advise Technologies Advise Technologies is pleased to announce the release of a Form ADV filing module

From Advise Technologies:
"Advise’s innovative Form ADV solution allows an investment adviser to collaboratively work on the form, keep a full internal audit trail with notes and backup, and automatically file with the SEC."

For more details click here



Posted: 21 December, 2015
Advise Technologies Advise Technologies published in The US Private Equity Fund Compliance Guide

From Advise Technologies:
"Advise Technologies is a contributor to The US Private Equity Fund Compliance Guide, Volume III, published by PEI Media. In the published chapter, Advise Technologies' Jeanette Turner and Paul Yau outline regulatory reporting information required for the SEC's Form PF and ESMA's Annex IV AIFMD. Topics include reporting frequencies, regulatory deadlines, common challenges, disclosure obligations, and other topics important to private equity firms."

For more details click here



Posted: 25 November, 2015
Advise Technologies Advise Technologies releases Solvency II Asset Manager module for its Consensus RMS reporting product

From Advise Technologies:
"Advise Technologies is pleased to announce the release of a Solvency II Asset Manager module for its Consensus RMS reporting product. This innovative Solvency II solution allows asset managers to report transparency information to their investors in a repeatable, reliable, and efficient manner using industry standard formats."

For more details click here http://click.websitegear.com/track/1981369



Posted: 25 September, 2015
Advise Technologies Advise Technologies profile added to PESS Directory (Regulatory Reporting category)

From the profile:
"Advise Technologies is an award winning international provider of software and services to investment managers, including hedge funds and private equity, and their service providers. Founded in 2010 and led by fund professionals, Advise has been at the forefront of managing reporting obligations in an environment with a complex and rapidly growing regulatory presence. Meet Advise Technologies at PESS London 2015."

View the profile here



Posted: 02 June, 2015



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